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Updated: Aug 15, 2026
No. of Questions: 100 Questions & Answers with Testing Engine
Download Limit: Unlimited
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| Certification Vendor: | Canadian Securities Institute (CSI) |
| Exam Name: | Canadian Securities Course Exam 1 (Volume 1) |
| Exam Number: | CSC1 |
| Exam Duration: | 150 minutes |
| Exam Format: | Multiple-choice |
| Certificate Validity Period: | Does not expire |
| Available Languages: | English, French |
| Related Certifications: | Canadian Securities Course (CSC) Exam 2 |
| Passing Score: | 60% |
| Real Exam Qty: | 100 |
| Recommended Training: | Canadian Securities Course (CSC) Official Learning Materials |
| Exam Registration: | Official CSI Registration Page |
| Sample Questions: | CSI CSC1 Sample Questions |
| Exam Way: | Computer-based exam (online proctored or designated test centers) |
| Pre Condition: | No formal prerequisites required |
| Official Syllabus URL: | https://www.csi.ca |
| Section | Objectives |
|---|---|
| Topic 1: Equity Securities | - Common and preferred shares
|
| Topic 2: Canadian Financial Markets and Economic Environment | - Economic fundamentals
|
| Topic 3: Fixed Income Securities | - Debt instruments
|
1. What Is the requirementestablished by the Canadian Radio-television and Telecommunications Commission that applies to an advisor who is cold calling potential new clients?
A) An advisor must subscribe to the National Do Not car List (DNCL)
B) An advisor must make sales calls only during regular business hours
C) An advisor must not can any person who has been a DNCL registrant for more than one day
D) An advisor must advise DNCL registrants within the first minute that it is a sales call
2. What is the best long-term strategy for themunicipality to improve Us credit rating?
A) increase cash flow through higher business taxes toimprove debt repayment ability.
B) Attract new investments from various industries to increase tax revenue.
C) Negotiate a deal with me provincialgovernment to back up its securities.
D) Build a strong, exclusive industry with little competition in the region.
3. What is one key feature of futures?
A) The buyer must pay theseller a feewhen the contract is entered Into.
B) Both parties to me contract must participate in The future Trade.
C) Parties are unable to offset the contract prior to expiration.
D) Can trade on an exchange or over-the-counter market.
4. What type of unemployment is caused by normal labour turnover such as completing school or changing employment?
A) Cyclical
B) Natural
C) Structural
D) Frictional
5. What event is considered true inflation?
A) The sustained trend of rising prices on goods and services across the economy.
B) A Jump in call prices which causes the cost of transported goods to increase.
C) A general and sustained decrease in prices across me economy due to a recession
D) The introductionof a new tax which causes a one-lima increase of all prices..
Solutions:
| Question # 1 Answer: A | Question # 2 Answer: B | Question # 3 Answer: D | Question # 4 Answer: D | Question # 5 Answer: A |
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